-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HiHlkgrQ2oN8qH8LZjHIC7jRKFOrib7Lx9nLU7vSIZGzsIfBbLSGh6VBDFavMlSz AsLtK/cK6jo1rr6TsZwmTQ== 0001424717-08-000018.txt : 20081219 0001424717-08-000018.hdr.sgml : 20081219 20081219145317 ACCESSION NUMBER: 0001424717-08-000018 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20081219 DATE AS OF CHANGE: 20081219 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RYDEX ETF TRUST CENTRAL INDEX KEY: 0001208211 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-81471 FILM NUMBER: 081260667 BUSINESS ADDRESS: STREET 1: 9601 BLACKWELL RD STREET 2: STE 500 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 301-296-5100 MAIL ADDRESS: STREET 1: 9601 BLACKWELL RD STREET 2: STE 500 CITY: ROCKVILLE STATE: MD ZIP: 20850 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Plante Moran Financial Advisors Ltd Partnership CENTRAL INDEX KEY: 0001424717 IRS NUMBER: 383123123 STATE OF INCORPORATION: MI FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 27400 NORTHWESTERN HIGHWAY CITY: SOUTHFIELD STATE: MI ZIP: 48034 BUSINESS PHONE: 248-223-3400 MAIL ADDRESS: STREET 1: 27400 NORTHWESTERN HIGHWAY CITY: SOUTHFIELD STATE: MI ZIP: 48034 SC 13G 1 decemberrydexfiling.txt SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (RULE 13d-102) Under the Securities Exchange Act of 1934 (Amendment No. 0 )* Information to be included in statements filed pursuant to Rule 13d-1 (b) and (c) and (d) and Amendments thereto filed pursuant to Rule 13d-2 (b). Rydex Russell Top 50 ETF (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 78355w205 (CUSIP Number) December 12,2008 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1 (b) [X] Rule 13d-1 (c) [ ] Rule 13d-1 (d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G Issuer: Rydex Russell Top 50 ETF CUSIP No.: 78355w205 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Plante Moran Financial Advisors, LLC Tax ID # 38-3123123 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION State of Michigan NUMBER OF SHARES 5 SOLE VOTING POWER - 0 BENEFICIALLY 6 SHARED VOTING POWER - 0 OWNED BY EACH 7 SOLE DISPOSITIVE POWER - 455,892 REPORTING PERSON 8 SHARED DISPOSITIVE POWER - 0 WITH: 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 455,892 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES N/A 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9: 8.52% 12 TYPE OF REPORTING PERSON IA SCHEDULE 13G Issuer: Rydex Russell Top 50 ETF CUSIP No.: 78355w205 ITEM 1 (a) Name of Issuer: Rydex Russell Top 50 ETF (b) Address of Issuer's Principal Executive Offices: 9601 Blackwell Road Suite 500 Rockville, MD 20850 ITEM 2 (a) Name of Person Filing: Plante Moran Financial Advisors, LLC (b) Address of Principal Business Office: 27400 Northwestern Highway Southfield, MI 48037 (c) Citizenship: Michigan, USA (Place of Incorporation) (d) Title of Class of Securities: Exchange Traded Fund (e) CUSIP Number: 78355w205 SCHEDULE 13G Issuer: Rydex Russell Top 50 ETF CUSIP No.: 78355w205 ITEM 3 If this statement is filed pursuant to Sections 240. 13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a: (a) [ ] Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o); (b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); (c) [ ] Insurance Company as defined in section 3(a)(19) of the Act (15 U.S.C. 78C); (d) [ ] Investment company registered under Section 8 of the Investment Company Act if 1940 (15 U.S.C. 80a-8); (e) [X] An investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G); (h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an insurance company under Section 3 (c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] Group, in accordance with section 240.13d-1 (b)(1)(ii)(J). SCHEDULE 13G Issuer: Russell Rydex Top 50 ETF CUSIP No.: 78355w205 ITEM 4. Ownership. (a) Amount beneficially owned: 455,892 (b) Percent of class: 8.52% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote 0 (ii) Shared power to vote or to direct the vote 0 (iii) Sole power to dispose or to direct the disposition of 455,892 (iv) Shared power to dispose or to direct the disposition of 0 ITEM 5. Ownership of Five Percent or Less of a Class. N/A ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Plante Moran Financial Advisors, LLC (PMFA), a registered investment adviser,currently has under discretionary management 455,892 shares, or 8.52% of the shares outstanding of the ETF. This resulted from action as investment adviser to various clients. This Schedule 13G filing resulted from purchases on trade date December 12, 2008. PMFA ownership of the outstanding shares of the Exchange Traded Fund exceed 5%. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON. N/A ITEM 8. Identification and Classification of Members of the Group. N/A ITEM 9. Notice of Dissolution of Group N/A SCHEDULE 13G Issuer: Rydex Russell Top 50 ETF CUSIP No.: 78355w205 ITEM 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of such securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose of effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: December 19, 2008 Signature: /s/ Patrick J. Swarz Name/Title: Patrick J. Swarz, Chief Compliance Officer -----END PRIVACY-ENHANCED MESSAGE-----